Preview Mode Links will not work in preview mode

The Investments & Wealth Institute Exceptional Advisor podcast series provides financial professionals the latest information on how advisors can better serve their clients, differentiate themselves from the competition, and improve their ability to communicate the competencies that make them exceptional. Listeners will enjoy interviews with some of the world's leading financial services experts and practitioners.

  1. All Episodes
  2. 2019
  3. 07

*Special Edition* What is REG BI and how will it effect advisors?

Jul 1, 2019

In this special edition of the Exceptional Advisor Podcast Series, Robert Powell interviews Duane Thompson on Regulation Best Interest, a new ruling made by the SEC.

Read More